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Vitamins and Polymers
in the Treatment
of Ocular Surface Disease
by Frank J. Holly, Ph.D., F.A.A.O
Based on a lecture given before the Annual Meeting of AAO. Published in Contact Lens Spectrum, May, 1990. Reprinted in other journals.

Dry Eye Institute
Lubbock, TX 79499
Introduction
Tear film abnormalities characterizing a dry eye state invariably lead
to surface epithelial damage.1 Such a surface damage, however,
can also directly result from systemic diseases or excessive contact lens
wear.2 No matter what its cause, the affected ocular surface
will adversely influence the tear film stability. Hence, cellular surface
damage can be secondary to tear film abnormality, such as in the classical
dry eye, and vice versa, a pathological ocular surface can adversely affect
tear film stability, a condition that may be called a secondary dry eye.
Both types of cases are characterized by an abnormal tear film and damaged
ocular surface epithelium (Figure 1). Hence, it may be hard to assess whether
the initial cause is pathological tear film instability that can be caused
by several factors or primary ocular surface disease that again can result
from various causes. The end result is epithelial damage that can be assessed
by vital staining.
There is more than academic interest to such a distinction based on different mechanisms. This argument basically boils down to the adage: "what came first, the hen or the egg?" The difference is subtle but it could influence the type of treatment the patient receives.
If tear film instability is the primary cause of the "dry eye state", then artificial tears used in the treatment should enhance tear film stability by biophysical means such as increased wetting and the dehydration of the affected tissue. The obstruction of the puncta, especially in case of low tear volume, would also be indicated. The re-established continuous tear film then would create the milieu for the maintenance of a normal epithelial surface.
However, if the surface epitheliopathy is the primary event, then the topically used drops should be able to heal the surface epithelium, possibly by the virtue of their nutrient content or other biochemically active component. Over the healed surface, then, a continuous tear film would form. Hence, the biophysical factors in such a case would only play a role in the maintenance of a stable tear film.
Artificial Tears
The mainstay of "dry eyes" and, in a broader sense, ocular surface disease,
has been traditionally the topical use of artificial tear formulations.3
Generally speaking, such tear substitutes consist of electrolytes at either
isotonic or hypotonic levels, water-soluble polymers to increase viscosity,
and preservatives if the tear substitute is packaged in multi-dose units.
Quite recently, tear substitutes containing nutrients have become commercially
available. Some of these preparations also contain polymers for purposes
other than that of viscosity enhancement.4
Effect on Tear Film Stability
It has been known for more than two decades that tear film instability
in the eye is related to wetting, i.e. the inability of the tears to completely
wet the ocular surface.5 Despite this fact, most of the commercial
tear substitutes are unable to form a continuous film over a hydrophobic
surface.6
Compromised Epithelial Integrity
In ocular surface disease the corneal epithelium often becomes waterlogged
(microcystic edema). This condition not only affects its barrier properties
but also interferes with its adherence to the underlying basement membrane.7
Hypertonic
salt solutions are not effective in remedying this situation as the epithelium
becomes quite leaky to electrolytes. On the other hand, high colloidal
osmolality, i.e. high oncotic pressure will dehydrate such tissue provided
that the magnitude of the pressure is higher than the imbibition pressure
of the deturgescent stroma.8
NUTRIENTS IN THE TREATMENT OF OCULAR SURFACE DISEASE
Topically Applied Vitamin A
The role and possible efficacy of vitamin A in eye drops have been very
much in the news in the last five years and as a result, this topic is
quite controversial. It has been shown that normal tears contain certain
forms of vitamin A which are solubilized by a protein carrier namely the
prealbumin factor.9 It has also been suggested that certain
forms of vitamin A, specifically trans-retinoic acid and retinyl palmitate
have a healing effect on ocular surface disease especially if squamos metaplasia
is present.10 On the other hand, vitamin A used excessively
is known to cause dry eye conditions. Such a side effect of Accutane®,
an oral medication containing tretinoin and used for the treatment of acne
vulgaris is well known.
The positive effect of vitamin C in alkali burns of the eye has been
demonstrated by several authors but some questions still remain.11
At least one author suggests that vitamin B6 may also have beneficial
effects on the eye.12
Vitamin B12 and the Eye
Vitamin B12-containing eye drop has become commercially available
only in the last few months.13 The role of this nutrient is not well know, especially in the eye, so that it should be discussed in more detail (Table I).
Table I.
Role of vitamin B12 in the Eye
Vitamin B12....
Vitamin B12 is an essential product for mammalian life and cannot
be synthesized by the body. Its role in pernicious anemia is well known.14
It is less known that this vitamin appears to play an indispensable role
in the growth of the epithelial cells especially of the mucous membranes.
Hence, vitamin B12 may be considered vital for the maintenance
of healthy ocular surface.15,16
Vitamin B12 is a vital co-enzyme in the production of DNA
from RNA and is therefore an essential component for normal cell growth
and division.17 This vitamin also helps to maintain one of the
body's vital antioxidant systems, i.e. glutathione. This system protects
cells from damaging oxidative free radicals.18 Since this protective
system has been identified in the eye we may assume that vitamin B12 is also involved in protecting ocular tissues.
Laboratory tests in rabbits have shown that local application of vitamin
B12 solution more than triples the rate of healing of the cornea.19
There is some evidence to suggest that the eye's normal requirement for
vitamin B12 is provided via the tears. This nutrient binds to
certain tear proteins to a larger extent than to either proteins in the
saliva or gastric juice.20,21
The ability to absorb vitamin B12 is reduced with aging and
thus local supplementation may be desirable.22
Direct topical application of vitamin B12 to the eye thus may be useful in replacing locally low levels of the vitamin in tear film deficiency, in eyes stressed by atmospheric conditions, intense and prolonged stare (e.g. computer screen, excessive T.V. viewing), or contact lens wear, and may offer an effective way of ameliorating these conditions and of re-vitalizing the exposed ocular tissues.
Lacrophilic Artificial Tears
There are several commercially available eye drops that are able to wet hydrophobic surfaces, have high oncotic pressure and/or contain nutrients which thus are expected to be efficacious and may be called lacrophilic. We shall briefly discuss these products according to their features.
Elevated Oncotic Pressure/Complete Wetting
The magnitude of the oncotic pressure of various, commercially available,
artificial tear substitutes have been directly measured by the means of
a Wescor Colloid Osmometer.8 One artificial tear, Hypotears®
[IOLAB Pharmaceuticals], appeared to create an initial oncotic pressure
high enough to supersede the imbibition pressure of the deturgescent corneal
stroma. The authors8 assigned the exceptional patient acceptance and apparent efficacy of HypoTears® to its high oncotic pressure even though the relatively low polymeric content of the formulation should not result such a high oncotic pressure at a thermodynamic equilibrium.
Since then, another artificial tear formulation, formulated for the primary dry eye, has been introduced to the market. Dwelle® [Aqueous
Pharma] is an artificial tear that has unique wetting properties and a high enough polymer concentration to create a thermodynamically stable high oncotic pressure (65mmHg). The formulation contains three different polymers. Two polymers form a synergistic mixture that is capable of wetting even an intensely hydrophobic surface. The third polymer is present at a high concentration.
In a double-blind cross-over clinical trial against Tears Naturale®
[Alcon Laboratories],4 Dwelle® has healed the ocular surface
in twice as many patients as the control drop. In an open clinical trial
involving a large number of patients, two-thirds of all patients treated
with Dwelle® demonstrated complete healing of the epithelium. The remaining
one-third also showed a significant decrease in Rose Bengal staining after
two to four weeks of treatment.4 The patients also noticed that they could use the drop less often than other tear substitutes. Despite the high polymeric content, Dwelle® has a relatively low viscosity, about 3 centipoises. However, due to the high polymer (solid) content of the formulation, patients occasionally complain of the stickiness or crusting of the eye lids, especially if their dry eye condition is mild. However, when the ocular surface damage is considerable (Rose bengal staining is above 2+), the use of Dwelle® is justified and the patients will tolerate it well.
Vitamin A-containing Artificial Tears
It is difficult to include vitamin A in an aqueous artificial tear due to its lack of solubility in water and the poor stability of the resulting formulations.
Hence, there are only two artificial tear formulations on the market that contain vitamin A, both in the palmitate form. In the product Viva-Drops® [Vision Pharmaceuticals], the ester form of this lipid-soluble nutrient is solubilized in saline by a nonionic surfactant, Tween 80. The patient acceptance of this formulation has been quite good. In Dakrina® [Aqueous Pharma], vitamin A palmitate is complexed by a polymer which is present at high enough concentration to convey a high oncotic pressure (>70 mmHg) to the formulation. This polymer carrier stabilizes the vitamin A and apparently also makes it bio-available.
In a double blind clinical trial conducted against Dwelle® and Tears
Naturale®, Dakrina® demonstrated the highest degree of improvement
as measured by objective as well as subjective methods in moderate to severe
dry eye patients including patients suffering from Sjögren syndrome.16 The difference was significant at the p<0.01 level. Again, this formulation has a high polymer content with a corresponding oncotic pressure of over 70 mmHg, so its use is not practical in marginal dry eye patients.
Artificial Tears Containing Other Nutrients
Commercially available only recently, now there is one artificial tear
formulation on the market, called NutraTear®
(later re-named FreshKote™
) that contains vitamin B12. The nutrient, cyanocobalamine, attributes a rosy color to the formulation, but the solution does not stain either clothing or contact lenses.
In a subjective clinical trial conducted by an optometrist and an ophthalmologist,
people reported prompt relief from allergic eyes, mild dry eyes, and overused,
tired eyes after instillation of NutraTear®. In this study,24 an overall 95% of subjects found the eye drop beneficial. Eighty-four per cent of this group stated that NutraTear® did not sting or only mildly stung upon instillation and that their eyes felt better afterwards. After using NutraTear® for a week, the majority of the subjects found that their eyes were more comfortable and looked better. (Table II).
Table II.
Summary of Subjective Responses by Users of NutraTear®
[20 patients]
1. Does the eye sting briefly upon instillation?
Not at all: 42% Mildly: 42% Definitely: 16%
2. Do your eyes feel better after instillation?
Immediately: 47% After 5-10 minutes: 37% No difference: 5%
3. Do the drops help after using them for several days?
Yes: 74% Not Sure: 21% No difference: 5%
4. Choose those statements that describe your experience with NutraTear®:
My eyes are more comfortable: 79%
My eyes look clearer and shinier: 53%
My eyes do not feel tired as often: 47%
Upon awakening my eyes feel cleaner: 42%
CONCLUSIONS
In summary, while most artificial tear formulations do an adequate job of relieving discomfort experienced by dry eye patients, lacrophilic formulations are now available that are capable of significantly reversing or even eliminating epithelial damage that is the commonly observed factor in ocular surface diseases. With the accumulation of additional clinical data, the discerning use of the various types of lacrophile tear substitutes will become better delineated resulting in even more encouraging results in the treatment of dry eye conditions, ocular surface disorders, and poor contact lens tolerance.
REFERENCES:
1. Lemp, M.A. Dohlman, C.H., and Holly, F.J.: Corneal desiccation despite normal tear volume, Ann. Opthalmol. 2: 669-672, 1970.
2. Holly, F.J.: Tear film physiology and Contact Lens Wear. II. Contact Lens and Tear Film Interaction, Am. J. Optom. Phys. Optics, 58:331-341, 1981.
3. Holly, F.J. and Lemp, M.A.: Tear physiology and dry eyes, Survey of Opthalmol. 22: 27-33, 1977.
4. Holly, F.J.: Dry Eye and Artificial Tear Formulations, Contact Lens Forum, pp. 30-39, April, 1988.
5. Holly, F.J. and Lemp, M.A.: Wettability and wetting the corneal epithelium. Exp. Eye Res. 11:239-249, 1971.
6. Holly, F.J.: Aqueous tear substitutes, In Clinical Ophthalmic
Pharmacology, D.W. Lamberts and D.E. Potter, eds. Boston, Little, Brown, 1987. pp. 497-518.
7. Holly, F.J.: Biophysical aspects of epithelial adhesion to stroma and its clinical implication, Invest. Opthalmol. 17: 552-557, 1978.
8. Holly, F.J. and Esquivel, E.D.: Colloidal osmotic pressure of artificial tears, J. Ocular Pharmacol. 1(4): 327-336, 1985.
9. Ubels, J.L.: The relationship of vitamin A to the ocular surface,
In Preocular Tear Film in
Health, Disease, and Contact Lens Wear. Ed. By Holly, F.J., Lamberts, D.W., and MacKeen, D.L., Dry Eye Institute, Lubbock, TX 1986, pp. 319-330.
10. Tseng, S.C.-G.: Cytological evidence of the effect of topical vitamin
A on dry eye disorders, Preocular Tear Film in Health, Disease, and
Contact Lens Wear. Ed. By Holly, F.J., Lamberts, D.W., and MacKeen, D.L., Dry Eye Institute, Lubbock, TX 1986, pp. 253-270
11. Tuyet-Mai M. Phan et al.: Ascorbic acid therapy in a thermal burn model of corneal ulceration in rabbits. Am. J. Ophthalmol. 99: 74-82 (1985)
12. Caffery, B.: Nutrition and the Eye. (to be published).
13. Aqueous Pharma, Birmingham,
AL.
14. Silver, R. & Moldow, C.F.: The biochemistry of B12 -mediated reactions in man. Am. J. Med. 48: 549-554, 1970.
15. Liotet, S., van Bijsterveld, O.P., Bletry, O., Chomette, G., Moulias,
R. & Arrata, M.: Anatomical physiology of the tear film. Chapter 5
in The Dry Eye. Publ. Masson, Paris. 1987. P. 188.
16. Yudilevich, D.L. & Mann, G.E.: Unidirectional uptake of substrates at the blood side of secretory epithelia; stomach, salivary gland, pancreas. Fed Proc. 41(14): 3045-3053, 1982.
17. Silbor, R., Fujioka, S., Moldow, C.F. & Cox, R.: Altered regulation
of deoxyribonucleotide synthesis in B12 or folate deficiency. Clin. Res. 18:416, 1970.
18. Larsson, A. & Reichard, P.: Enzymatic reduction of ribonucleotides. Progress in Nucleic Acid research and Molecular Biology. Vol 7. New York. Academic Press. 1967. p.303.
19. Lapalus. P., Fredj-Reygrobellet.D. & Delayre.T. Effect of vitamin
B12 on the healing of corneal wounds in the rabbit. Contactologia, 10D: 73-75., 1988.
20. Grasbeck, R. & I.T. Takki-Luukkainen, : Vitamin B12-binding substance in human tear fluid. Acta Opthalmol. 36: 860-864, 1958.
21. Phillips et al., Nature. 217: 67 1968.
22. Toyoshima.M., Inada.M. & Kameyama.M. Effect of aging on intracellular
transport of vitamin B12 in rat enterocytes. J. Nutr. Sci. Vitaminol. 29: 1-10, 1983.
23. Foulks, G.N.: Update on Artificial Tears, American Academy of Ophthalmology, Annual Meeting, New Orleans, October, 1989.
24. Ginter, J., Lamberts, D.W., and Holly, F.J.: Evaluation of an Artificial
Tear containing Cyanocobalamine: An open clinical trial. Data on file,
Aqueous Pharma, Birminhgam, AL.


By: Dr. Frank J. Holly
The following is based on a true story. The name of the
patient has been changed to protect his privacy. His E-mail address, however, is
available from the author to those interested.
"When Asian eyes are smiling..."
Mr. A glanced in the rear-view mirror of his car as he was driving carefully
to work through a country road surrounded by the steamy jungle of Southern
Thailand. The cicadas made a terrible racket as huge, colorful dragon flies and
butterflies were fluttering around the dense bushes and bamboo shoots lining the
road. Mr. A was a highly-placed executive in an industrial firm, owned by an
international Asian company, located several hours of drive from Bangkok, the
capital. A frown contorted his otherwise expressionless, handsome face.
"Darn it," he thought. "My eyes look terrible again this morning. All blood
shot! My colleagues and superior will think that either I never sleep, or I am a
dope addict!"
After pulling into the parking lot, Mr. A took a small plastic bottle out of
his brief case and put one drop of liquid in each of his eyes. He blinked
several times, held his eye lids closed then looked into the mirror again.
"Well, it's an improvement, anyhow." By the time he had to visit the men's room
later on in the morning, his eyes looked quite red again much to his chagrin.
Without realizing it, Mr. A was a "junkie." He had too much integrity to get
hooked on cocaine or heroine which is readily obtainable in the country. Still,
he was a junkie with the unwitting help of his eye doctor in Bangkok.
Mr. A's troubles started seven years before, when he was still living and
working in his homeland. Being a self-motivated person always willing to go the
extra mile, he worked days and late into the nights often over 100 hours a week.
After the third month working at such a furious pace, his eyes became
chronically red, but they did not hurt. Being young and energetic, he kept up
the extraordinary effort for six more months.
Even after he decided to slow down, his eyes did not improve. Finally, after
two years of putting up with his red eyes, he visited several eye doctors in the
capital. The physicians could not find any obvious problem. When Mr. A kept
complaining of a gritty sensation, one of the doctors even tried to remove the
"gritty substance" by forceps. However, the problem persisted.
When Mr. A was promoted and transferred to Thailand, he wasted no time but
went to see a famous lady physician in Bangkok. She diagnosed chronic
conjunctivitis, a medical term for chronically red, inflamed eyes without
indicating the cause. She advised the use of baby shampoo to clean the eye lids
and also an American-made eye drop that contains a decongestant
(vasoconstrictor) and antihistamine.
To make a long story short, Mr. A's eyes remained red and his desperation
grew. The vasoconstrictor did "take the red out of his eyes" at least partially,
but only for a short period of time and the eye drops became less and less
effective over time. Every morning he was dismayed to see that his eyes were
very red and shuddered to think that the eye drops on which by now he completely
depended, were helping less and less. He was worried for his eye sight, worried
for his job, and for an energetic 36 year old in a responsible position, he was
starting to get depressed.
The help came from an unexpected source and from many thousands mile away,
from the Dry Eye Institute located at that time in Lubbock,
Texas. Mr. A was "surfing the Internet" on the World-Wide-Web one evening with
his computer and found some reference to dry, irritable eyes and to the above
institute. He sent an
electronic mail immediately asking for help.
After the exchange of many electronic messages and consultation with a
corneal specialist from Lubbock and an internationally renown ophthalmologist
from Amarillo, Mr. A's major problem was tentatively recognized as iatrogenic,
i.e. caused by the medication he was instilling in his eyes. Cleaning his eye
lids with a "no tear" shampoo most likely contributed to his problems.
When Mr. A was advised to discontinue his use of the decongestant eye drops,
he panicked exclaiming that he could not exist without his eye medication,
thereby emphasizing the extent he was addicted to the decongestant.
A strategy was worked out to "wean him away" from the decongestant that by
now was making him wake up with blood-red eyes. The Institute rushed him two drug-free
eye drops, Dakrina® and NutraTear® (later renamed REDKOTE™), both of which help to re-stabilize the tear
film and nourish the ocular surface, without the use of drugs. Mr. A was advised
to take a few days of vacation to weather the worst period of withdrawal. He was
given an exact schedule to use his new eye drops and warned to stay away from
any type of the decongestant eye drops. He faithfully E-mailed every day the
degree of redness and of irritation in his eyes, which he monitored every hour
of the day.
The story has a happy ending . Mr. A adhered faithfully to the new regimen
and successfully resisted the temptation to use the decongestant. Within ten
days the redness of his eyes decreased to barely noticeable levels. In two weeks
his eyes were completely free of irritation. When a contingent of high officials
arrived at the factory site from the headquarters of the company back home, a
visit Mr. A dreaded because of his eyes, a self-assured and clear-eyed executive
greeted them at the Bangkok airport.
What can we learn from this story? When our eyes do not look at their best,
we tend to quickly reach for a "quick fix," instilling a drop of heavily
promoted eye drops to get rid of redness! We forget that frequent or prolonged
use of adrenergic (decongestant) drugs may readily lead to over-congestion and
increased eye irritation.
We must also remember that "red eye" or a "pink eye" is not a helpful
diagnosis, since it does not indicate the cause. To temporarily alleviate the
symptom by instilling a decongestant, especially when combined with
antihistamine, results only in temporary cosmetic improvement at the cost of
possibly grave consequences. In addition, the such eye drops do not cure but
only mask the underlying cause, which could be something dangerous and
vision-threatening such as a bacterial or viral infection.
Furthermore, the dilation of blood vessels is also part of the defense
mechanism of the eye which is impeded by the use of decongestant. Once,
infection or other serious eye disease is ruled out by a competent eye doctor it
makes much more sense to soothe irritated eyes with a drug-free, well-formulated
artificial tear that supports, rather than adversely affects, the preocular tear
film and the ocular surface.

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